Proprietary trading

Results: 221



#Item
171Financial markets / Hedge fund / Short / Proprietary trading / Market liquidity / Late-2000s financial crisis / Security / Investment banking / Systemic risk / Financial economics / Economics / Investment

PDF Document

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Source URL: www.sec.gov

Language: English - Date: 2012-04-03 09:52:46
172Systemic risk / Financial markets / Late-2000s financial crisis / United States federal banking legislation / Volcker Rule / Paul Volcker / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Proprietary trading / Financial economics / Economics / Finance

November 21, 2013 The Honorable Ben Bernanke Chairman Board of Governors of the Federal

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Source URL: www.sec.gov

Language: English - Date: 2013-11-22 14:34:16
173Economics / United States federal banking legislation / Volcker Rule / Dodd–Frank Wall Street Reform and Consumer Protection Act / Paul Volcker / Office of the Comptroller of the Currency / Hedge fund / Bank / Proprietary trading / Financial economics / Finance / Systemic risk

Oral Statement for before House Committee on Financial Services

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Source URL: www.ots.treas.gov

Language: English - Date: 2014-08-03 08:49:41
174Investment / Dark liquidity / Flash trading / Trading room / Foreign exchange market / Oanda Corporation / SourceMedia / Proprietary trading / Short / Financial economics / Financial markets / Finance

Viewpoint: SEC Has to Make Good on Pledge to Stop Flash Orders and Dark Pools - American Banker Article[removed]:39 PM Search

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Source URL: www.oanda.com

Language: English - Date: 2014-07-24 16:42:50
175Financial markets / Systemic risk / Banking in Canada / Financial regulation / Office of the Superintendent of Financial Institutions / Hedge fund / Bank / Late-2000s financial crisis / Proprietary trading / Financial economics / Economics / Finance

    December 28th, 2011 DEPARTMENT OF THE TREASURY

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Source URL: www.osfi-bsif.gc.ca

Language: English - Date: 2013-10-16 10:05:49
176Systemic risk / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Volcker Rule / U.S. Securities and Exchange Commission / Bank / Hedge / Proprietary trading / Commodity Futures Modernization Act / Financial economics / Finance / Economics

Fact Sheet: Final Rules to Implement the “Volcker Rule”

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Source URL: www.occ.treas.gov

Language: English - Date: 2014-08-03 08:45:47
177Systemic risk / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Volcker Rule / U.S. Securities and Exchange Commission / Bank / Hedge / Proprietary trading / Commodity Futures Modernization Act / Financial economics / Finance / Economics

Joint Release Board of Governors of the Federal Reserve System Commodity Futures Trading Commission Federal Deposit Insurance Corporation Office of the Comptroller of the Currency

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Source URL: www.fdic.gov

Language: English
178Intellectual property law / Secrecy / Trade secret / Insider trading / Robert Hanssen / Classified information / Proprietary / Theft / Internet privacy / Spies / Ethics / Crimes

RECENT INSIDER THEFT CASES M ichael Mitchell, a sales clerk and engineer, became disgruntled and was fired from his

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Source URL: www.ncix.gov

Language: English - Date: 2011-08-01 13:29:59
179Systemic risk / Dodd–Frank Wall Street Reform and Consumer Protection Act / Hedge fund / Volcker Rule / U.S. Securities and Exchange Commission / Bank / Hedge / Proprietary trading / Commodity Futures Modernization Act / Financial economics / Finance / Economics

Final Rules to Implement the "Volcker Rule"

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Source URL: www.federalreserve.gov

Language: English - Date: 2014-05-13 09:10:41
180Economics / United States federal banking legislation / Volcker Rule / Dodd–Frank Wall Street Reform and Consumer Protection Act / Paul Volcker / Office of the Comptroller of the Currency / Hedge fund / Bank / Proprietary trading / Financial economics / Finance / Systemic risk

Oral Statement for before House Committee on Financial Services

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Source URL: www.occ.treas.gov

Language: English - Date: 2014-07-27 08:50:45
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